Q:

If we accept that investment managers with direct customers do not have material transaction data to assess for anomalies, does the panel have experience of deploying automated transaction monitoring solutions effectively in investment management firms, or do they accept that is it sufficient / proportionate to perform manual monitoring on a risk based approach?

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Richard Jocelyn
01 Jun 2021

A: SenseCheck

  • 0 Yes
  • 0 No
  • 0 Other